SFC Licences of MC CARTHY Barry
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 19 February 2021 | 13 May 2022 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 February 2021 | 13 May 2022 |
| UBS Securities Asia Limited | RE | 2 | 19 February 2021 | 13 May 2022 |
| UBS Securities Asia Limited | RE | 1 | 13 August 2014 | 13 May 2022 |
| Northern Trust Company of Hong Kong Limited, The | RE | 1 | 03 October 2011 | 15 July 2014 |