SFC Licences of CHANG Yu Wei 張佑瑋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 29 May 2023 | |
| BTIG Hong Kong Limited | RE | 1 | 27 January 2022 | 13 April 2023 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 23 July 2018 | 10 December 2021 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 09 July 2018 | 10 December 2021 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 06 June 2016 | 29 June 2018 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 23 May 2016 | 26 May 2016 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 28 September 2011 | 26 May 2016 |