SFC Licences of XIE Shuo 謝朔

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 25 June 2013 01 October 2013
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司
RE 1 02 November 2011 15 June 2013