SFC Licences of XU Lu 徐璐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司	RE	6	22 February 2023	19 November 2023
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司	RE	4	22 February 2023	19 November 2023
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司	RE	1	22 February 2023	19 November 2023
Zhongtai International Financial Products Limited 中泰國際金融產品有限公司	RO	1	26 August 2021	04 January 2023
Zhongtai International Financial Products Limited 中泰國際金融產品有限公司	RE	1	30 April 2019	26 August 2021
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	1	05 November 2015	05 May 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	5	08 October 2015	05 May 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	2	08 October 2015	05 May 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	5	13 May 2015	02 October 2015
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	2	13 May 2015	02 October 2015
Longrun Financial Group Limited 朗潤金融集團有限公司	RE	2	28 May 2013	31 March 2015
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	5	12 April 2012	07 May 2013
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	1	06 October 2011	07 May 2013