SFC Licences of XU Lu 徐璐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongtai International Financial Products Limited 中泰國際金融產品有限公司
RO 1 26 August 2021
Zhongtai International Financial Products Limited 中泰國際金融產品有限公司
RE 1 30 April 2019 26 August 2021
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1 05 November 2015 05 May 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 2, 5 08 October 2015 05 May 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2, 5 13 May 2015 02 October 2015
Longrun Financial Group Limited 朗潤金融集團有限公司
RE 2 28 May 2013 31 March 2015
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 5 12 April 2012 07 May 2013
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1 06 October 2011 07 May 2013