SFC licenceholder AYE980 XU Lu 徐璐

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 RE [1] (Dealing in Securities) 30 April 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE [2] (Dealing in Futures Contracts) 08 October 2015 05 May 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 13 May 2015 02 October 2015
Longrun Financial Group Limited 朗潤金融集團有限公司 RE [2] (Dealing in Futures Contracts) 28 May 2013 31 March 2015
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE [5] (Advising on Futures Contracts) 12 April 2012 07 May 2013
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE [1] (Dealing in Securities) 06 October 2011 07 May 2013