SFC Licences of MATSUZOE KIE
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 10 September 2021 | |
| Merrill Lynch Far East Limited | RE | 1 | 10 September 2021 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 September 2021 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 23 June 2021 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 20 April 2016 | 23 June 2021 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 20 April 2016 | 10 October 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 04 September 2013 | 29 January 2014 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 08 February 2012 | 12 August 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 08 February 2012 | 12 August 2013 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 13 October 2011 | 04 January 2012 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 13 October 2011 | 04 January 2012 |