SFC Licences of PERNET Yann Mickael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 26 July 2017 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 26 July 2017 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 11 February 2016 | 09 May 2017 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 11 February 2016 | 09 May 2017 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 19 October 2011 | 30 November 2015 |