SFC Licences of YAMAGAMI Shinichiro

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Merrill Lynch Far East Limited	RE	2	16 June 2023	21 June 2023
Merrill Lynch Far East Limited	RE	1	16 June 2023	21 June 2023
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RO	5	08 May 2018	12 June 2020
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RO	4	08 May 2018	12 June 2020
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RO	2	08 May 2018	12 June 2020
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RO	1	08 May 2018	12 June 2020
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	5	15 January 2018	08 May 2018
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	4	15 January 2018	08 May 2018
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	2	15 January 2018	08 May 2018
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	1	15 January 2018	08 May 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	19 October 2011	26 February 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	19 October 2011	31 August 2013