SFC Licences of CHEUNG Ka Ho 張家豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 5 16 June 2021
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 4 16 June 2021
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 2 16 June 2021
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 1 16 June 2021
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 9 31 March 2021
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 5 18 January 2017 16 June 2021
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 4 18 January 2017 16 June 2021
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 2 16 May 2016 16 June 2021
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 1 16 May 2016 16 June 2021
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 9 16 May 2016 31 March 2021
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 14 January 2014 13 May 2016
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 14 January 2014 13 May 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 14 June 2012 27 December 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 14 June 2012 27 December 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 28 February 2012 27 December 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 12 January 2012 27 December 2013