SFC Licences of LIU Yu 劉煜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | 1, 4 | 11 December 2018 | 24 June 2020 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | 1, 6 | 11 December 2018 | 24 June 2020 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 1, 4 | 24 July 2018 | 11 December 2018 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RE | 1, 6 | 24 July 2018 | 11 December 2018 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RE | 1 | 05 December 2012 | 11 June 2014 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RE | 1, 6 | 19 October 2011 | 11 June 2014 |