SFC Licences of LIU Yu 劉煜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RO 1, 4 11 December 2018 24 June 2020
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RO 1, 6 11 December 2018 24 June 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 4 24 July 2018 11 December 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 24 July 2018 11 December 2018
ICBC International Securities Limited 工銀國際證券有限公司
RE 1 05 December 2012 11 June 2014
ICBC International Capital Limited 工銀國際融資有限公司
RE 1, 6 19 October 2011 11 June 2014