SFC Licences of LEE Jay Shen

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morningstar Investment Management Asia Limited RE 4 08 August 2018 20 August 2023
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 29 November 2012 17 September 2014
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 28 October 2011 17 September 2014