SFC Licences of LEE Jay Shen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morningstar Investment Management Asia Limited | RE | 4 | 08 August 2018 | 20 August 2023 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 29 November 2012 | 17 September 2014 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 28 October 2011 | 17 September 2014 |