SFC Licences of PROMPERS Michiel Joep

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RO 4 10 October 2019 13 July 2022
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RO 1 10 October 2019 13 July 2022
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RO 6 04 September 2018 13 July 2022
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 4 10 July 2018 10 October 2019
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 1 10 July 2018 10 October 2019
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 6 14 August 2015 08 January 2018
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 14 August 2015 08 January 2018
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 14 August 2015 08 January 2018
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 6 03 July 2012 27 June 2015
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 03 July 2012 27 June 2015
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 26 October 2011 30 June 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 26 October 2011 30 June 2012