SFC Licences of HO Ting Kin 何庭堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Funderstone Securities Limited | RO | 6 | 25 October 2021 | |
| Funderstone Securities Limited | RE | 6 | 16 September 2021 | 25 October 2021 |
| Jun Hui International Finance Limited 雋匯國際金融有限公司 | RO | 6 | 26 April 2021 | 31 August 2021 |
| Jun Hui International Finance Limited 雋匯國際金融有限公司 | RE | 6 | 29 January 2021 | 26 April 2021 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 | RE | 6 | 22 August 2018 | 28 December 2020 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 25 September 2017 | 03 August 2018 |
| Convoy Capital Hong Kong Limited 康宏資本香港有限公司 | RE | 6 | 19 June 2015 | 08 September 2017 |
| Computershare Hong Kong Investor Services Limited 香港中央證券登記有限公司 | RE | 1 | 11 November 2011 | 28 February 2012 |