SFC Licences of WONG Chi Ming 黃志明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Carrington Asset Management Limited | RO | 4 | 19 November 2021 | 06 March 2024 |
Carrington Asset Management Limited | RO | 9 | 18 June 2021 | 06 March 2024 |
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 4 | 07 January 2019 | 13 September 2019 |
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 02 May 2018 | 12 December 2018 |
Asset Management Group Limited 資產管理集團有限公司 | RE | 4 | 22 December 2011 | 30 September 2013 |
Asset Management Group Limited 資產管理集團有限公司 | RE | 1 | 22 December 2011 | 30 September 2013 |