SFC Licences of DUNHAM Nicole Jean
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 14 November 2011 | 31 December 2012 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 14 November 2011 | 31 December 2012 |