SFC Licences of TSE Ming Fong 謝明晃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 | RE | 4 | 05 June 2024 | |
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 | RE | 1 | 05 June 2024 | |
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 | RO | 4 | 23 April 2019 | 05 June 2024 |
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 | RO | 1 | 14 November 2018 | 05 June 2024 |
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 | RE | 9 | 14 November 2018 | |
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 | RE | 1 | 23 December 2011 | 14 November 2018 |