SFC Licences of LO Yiu Chun 羅耀俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 | RE | 1 | 09 July 2020 | 21 April 2022 |
| Lego Securities Limited 力高證券有限公司 | RE | 1 | 08 January 2020 | 29 June 2020 |
| Mango Financial Limited 芒果金融有限公司 | RE | 1 | 23 September 2014 | 12 December 2019 |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 06 January 2012 | 08 September 2014 |