SFC Licences of HO Siu Ting, Stenning 何少鼎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Austen Capital Management Limited 鼎豐資產管理有限公司 | RE | 9 | 23 July 2012 | 06 August 2012 |
| Austen Capital Management Limited 鼎豐資產管理有限公司 | RE | 4 | 23 July 2012 | 06 August 2012 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 05 December 2011 | 01 May 2012 |