SFC Licences of TAM Yat Kit 譚逸傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 2 | 05 October 2021 | |
T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 9 | 24 September 2021 | |
T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 1 | 24 September 2021 | |
Schroder Investment Management (Hong Kong) Limited | RE | 9 | 08 October 2018 | 21 September 2021 |
Schroder Investment Management (Hong Kong) Limited | RE | 4 | 08 October 2018 | 21 September 2021 |
Schroder Investment Management (Hong Kong) Limited | RE | 1 | 08 October 2018 | 21 September 2021 |
Hongkong Bay Securities Limited 港灣證券有限公司 | RE | 1 | 14 May 2015 | 18 September 2015 |
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 2 | 08 January 2013 | 22 February 2013 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 08 January 2013 | 22 February 2013 |
Funderstone Securities Limited | RE | 4 | 03 January 2012 | 15 April 2012 |