SFC Licences of WONG Pik Shan 黃碧珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 12 April 2018 | 16 February 2020 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 12 December 2011 | 14 October 2017 |