SFC Licences of KIM Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SAIL Advisors Limited | RE | 9 | 19 February 2014 | 10 December 2014 |
| SAIL Advisors Limited | RE | 4 | 19 February 2014 | 10 December 2014 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 9 | 12 October 2012 | 14 January 2014 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 4 | 12 October 2012 | 14 January 2014 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 13 December 2011 | 14 January 2014 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 13 December 2011 | 14 January 2014 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 13 December 2011 | 14 January 2014 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 13 December 2011 | 14 January 2014 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 13 December 2011 | 14 January 2014 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 13 December 2011 | 14 January 2014 |