SFC Licences of SZE Man Tai, Alan 施文泰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 09 August 2022 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 09 August 2022 | |
| Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 6 | 30 March 2020 | 24 June 2022 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 1 | 30 March 2020 | 24 June 2022 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 22 December 2011 | 04 April 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 22 December 2011 | 04 April 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 22 December 2011 | 04 April 2019 |