SFC Licences of XIA Zhiquan 夏志全

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Axis Capital Management Limited 縱橫資產管理有限公司 RE 9 06 November 2014 03 January 2017
Yu Ming Investment Management Limited 禹銘投資管理有限公司 RE 9 28 December 2011 06 June 2014
Yu Ming Investment Management Limited 禹銘投資管理有限公司 RE 6 28 December 2011 06 June 2014
Yu Ming Investment Management Limited 禹銘投資管理有限公司 RE 4 28 December 2011 06 June 2014
Yu Ming Investment Management Limited 禹銘投資管理有限公司 RE 1 28 December 2011 06 June 2014