SFC Licences of XIA Shiyun 夏詩韵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RO | 6 | 15 August 2023 | |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RO | 4 | 15 August 2023 | |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RO | 1 | 15 August 2023 | |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 6 | 03 October 2012 | 15 August 2023 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 4 | 03 October 2012 | 15 August 2023 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 1 | 03 October 2012 | 15 August 2023 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 03 February 2012 | 11 May 2012 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 03 February 2012 | 11 May 2012 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 03 February 2012 | 11 May 2012 |