SFC Licences of LEE Tsz Wai 李芷慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 RE 4 15 February 2024
T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 RE 1 15 February 2024
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 4 03 November 2015 30 June 2021
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 1 03 November 2015 30 June 2021
First Sentier Investors (Hong Kong) Limited RE 4 31 January 2013 09 October 2015
First Sentier Investors (Hong Kong) Limited RE 1 31 January 2013 09 October 2015
Franklin Templeton Investments (Asia) Limited RE 1 26 January 2012 01 January 2013