SFC Licences of CHAN Kwong Cheong 陳廣昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 February 2017 | 20 November 2017 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 19 August 2015 | 12 February 2017 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 01 February 2012 | 27 June 2013 |