SFC Licences of MAK Ho Yan Jonathan 麥浩欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 09 December 2020 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 27 November 2020 | |
KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 27 November 2020 | |
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RE | 9 | 10 August 2016 | 15 November 2020 |
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RE | 4 | 10 August 2016 | 15 November 2020 |
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 | RE | 2 | 27 August 2014 | 07 October 2015 |
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 4 | 04 June 2014 | 07 October 2015 |
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 1 | 04 June 2014 | 07 October 2015 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 10 January 2012 | 24 May 2014 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 10 January 2012 | 24 May 2014 |