SFC Licences of LO Thomas Tzan Hong 盧湛康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RE | 9 | 16 March 2017 | 31 July 2022 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RE | 1 | 16 March 2017 | 31 July 2022 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 1 | 16 March 2017 | 31 July 2022 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 4 | 13 February 2012 | 31 July 2022 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 9 | 13 February 2012 | 31 July 2022 |