SFC Licences of SHONHARD Neil Clive
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tullett Prebon (Hong Kong) Limited | RE | 2 | 26 October 2012 | 01 March 2017 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 26 October 2012 | 01 March 2017 |
| Tullett Prebon (Hong Kong) Limited | RE | 2 | 27 January 2012 | 05 October 2012 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 27 January 2012 | 05 October 2012 |