SFC Licences of SHAM Cheuk Wai, Roah 沈卓維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Metro Capital Securities Limited 美高證券有限公司 | RE | 1 | 03 January 2017 | 28 December 2017 |
Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 2 | 25 March 2014 | 15 October 2014 |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 26 January 2012 | 15 October 2014 |