SFC Licences of LIU Kwan Kiu 廖君翹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 9 | 22 October 2012 | 30 January 2015 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 4 | 22 October 2012 | 30 January 2015 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 30 January 2012 | 30 January 2015 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 30 January 2012 | 30 January 2015 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 30 January 2012 | 30 January 2015 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 30 January 2012 | 30 January 2015 |