SFC Licences of CHAN Ki Yin 陳其延
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 11 March 2014 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 11 March 2014 | |
| orientiert XYZ Securities Limited | RE | 9 | 17 January 2014 | 10 February 2014 |
| orientiert XYZ Securities Limited | RE | 1 | 17 January 2014 | 10 February 2014 |
| Open Securities Limited 開盤證券有限公司 | RE | 2 | 01 August 2013 | 03 January 2014 |
| Open Securities Limited 開盤證券有限公司 | RE | 1 | 11 June 2013 | 03 January 2014 |
| Open Asset Management Limited 開盤資産管理有限公司 | RE | 9 | 11 June 2013 | 03 January 2014 |