SFC Licences of KAN Chi Kin 簡志健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Centaline Securities Limited 中原證券有限公司 | RE | 1 | 09 August 2019 | |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 9 | 09 August 2019 | |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 09 August 2019 | |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 1 | 09 August 2019 | |
Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 05 October 2012 | 20 July 2019 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 05 October 2012 | 20 July 2019 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 05 October 2012 | 20 July 2019 |
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 4 | 10 August 2012 | 24 September 2012 |
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 1 | 10 August 2012 | 24 September 2012 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 30 January 2012 | 13 June 2012 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 30 January 2012 | 13 June 2012 |