SFC Licences of CHAN Shu Wing 陳樹榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 07 July 2016 | 08 September 2019 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 07 July 2016 | 08 September 2019 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 05 July 2013 | 31 May 2016 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 05 July 2013 | 31 May 2016 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 3 | 18 February 2013 | 30 June 2013 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 2 | 10 April 2012 | 30 June 2013 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 10 April 2012 | 30 June 2013 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 2 | 05 March 2012 | 27 March 2012 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 1 | 05 March 2012 | 27 March 2012 |