SFC Licences of WU Hao 鄔浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 6 | 25 March 2020 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 1 | 25 March 2020 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 27 September 2019 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 04 September 2019 | 25 March 2020 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 04 September 2019 | 25 March 2020 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 29 September 2017 | 09 August 2019 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 29 September 2017 | 09 August 2019 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 10 August 2017 | 11 August 2017 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 30 October 2015 | 11 August 2017 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 30 October 2015 | 11 August 2017 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 13 February 2012 | 16 October 2015 |