SFC Licences of WU Hao 鄔浩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 25 March 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 6 25 March 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 27 September 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 6 04 September 2019 25 March 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 04 September 2019 25 March 2020
CMB International Capital Limited 招銀國際融資有限公司 RE 1 29 September 2017 09 August 2019
CMB International Capital Limited 招銀國際融資有限公司 RE 6 29 September 2017 09 August 2019
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 10 August 2017 11 August 2017
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 30 October 2015 11 August 2017
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 30 October 2015 11 August 2017
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 13 February 2012 16 October 2015