SFC Licences of XU Lingfeng 徐凌峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 4 05 March 2019 30 October 2020
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 1 05 March 2019 30 October 2020
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RO 9 06 January 2014 30 October 2020
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RO 4 06 January 2014 30 October 2020
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RO 1 06 January 2014 30 October 2020
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RO 5 06 January 2014 31 October 2014
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 1 21 September 2012 06 January 2014
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 4 13 February 2012 06 January 2014
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 9 13 February 2012 06 January 2014