SFC Licences of CHEN Guowen 陳國文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 9 | 03 February 2016 | 31 March 2017 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 4 | 03 February 2016 | 31 March 2017 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 09 January 2014 | 29 January 2016 |
| ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 22 February 2012 | 29 January 2016 |