SFC Licences of ZHONG Tiantian 鍾田田
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 08 December 2023 | 15 December 2023 |
| UBS Securities Asia Limited | RE | 1 | 23 August 2023 | 15 September 2023 |
| UBS Securities Asia Limited | RE | 1 | 15 June 2023 | 31 July 2023 |
| UBS Securities Asia Limited | RE | 1 | 24 March 2023 | 27 April 2023 |
| UBS Securities Asia Limited | RE | 1 | 11 July 2019 | 19 July 2019 |
| UBS Securities Asia Limited | RE | 1 | 08 November 2018 | 16 November 2018 |
| UBS Securities Asia Limited | RE | 1 | 05 September 2017 | 08 September 2017 |
| UBS Securities Asia Limited | RE | 1 | 05 June 2017 | 09 June 2017 |
| UBS Securities Asia Limited | RE | 2 | 01 September 2016 | 22 October 2016 |
| UBS Securities Asia Limited | RE | 1 | 01 September 2016 | 22 October 2016 |
| UBS Securities Asia Limited | RE | 1 | 03 March 2016 | 18 March 2016 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 22 October 2013 | 12 June 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 27 February 2012 | 24 July 2012 |