SFC Licences of CHENG Li 程莉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
KVV Capital Limited 君臨資本有限公司	RO	9	16 September 2022
KVV Capital Limited 君臨資本有限公司	RO	4	16 September 2022
KVV Capital Limited 君臨資本有限公司	RE	9	19 July 2022	16 September 2022
KVV Capital Limited 君臨資本有限公司	RE	4	19 July 2022	16 September 2022
Gate3 Capital Limited	RO	9	26 November 2021	22 April 2022
Gate3 Capital Limited	RO	4	26 November 2021	22 April 2022
MSQ Asset Management (HK) Limited 明盛資產管理(香港)有限公司	RO	9	22 May 2020	04 March 2021
MSQ Asset Management (HK) Limited 明盛資產管理(香港)有限公司	RO	4	22 May 2020	04 March 2021
MSQ Asset Management (HK) Limited 明盛資產管理(香港)有限公司	RE	9	19 December 2018	22 May 2020
MSQ Asset Management (HK) Limited 明盛資產管理(香港)有限公司	RE	4	19 December 2018	22 May 2020
Basic Asset Management Limited 基匯資產管理有限公司	RE	9	14 July 2016	31 August 2016
Capital Instinct Limited 資本觸覺資產管理有限公司	RE	9	15 April 2016	01 July 2016
Quam Asset Management Limited 華富建業資產管理有限公司	RE	4	25 January 2016	31 March 2016
Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司	RE	9	27 January 2014	21 May 2015
Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司	RE	4	27 January 2014	21 May 2015
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司	RE	1	14 March 2012	01 August 2013
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司	RE	4	14 March 2012	01 August 2013
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司	RE	9	14 March 2012	01 August 2013