SFC Licences of GUO Qi 郭琦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Holly International Asset Management Company Limited 弘業國際資產管理有限公司	RE	9	18 May 2023
Holly International Asset Management Company Limited 弘業國際資產管理有限公司	RE	4	18 May 2023
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司	RE	9	04 January 2018	18 December 2020
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司	RE	4	04 January 2018	18 December 2020
Haitong International Research Limited 海通國際研究有限公司	RE	4	25 November 2016	10 November 2017
ICBC International Asset Management Limited 工銀國際資產管理有限公司	RE	9	14 July 2015	10 November 2016
ICBC International Asset Management Limited 工銀國際資產管理有限公司	RE	4	14 July 2015	10 November 2016
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司	RE	9	21 January 2014	27 June 2015
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司	RE	4	21 January 2014	27 June 2015
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司	RE	1	21 January 2014	27 June 2015
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	27 February 2012	21 December 2013