SFC Licences of ESCUDIER Romain Jean David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Natixis Asia Limited | RO | 2 | 12 September 2019 | 30 June 2021 |
| Natixis Asia Limited | RO | 1 | 12 September 2019 | 30 June 2021 |
| Natixis Asia Limited | RE | 2 | 11 February 2016 | 12 September 2019 |
| Natixis Asia Limited | RE | 1 | 11 February 2016 | 12 September 2019 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 21 February 2012 | 17 October 2015 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 21 February 2012 | 17 October 2015 |