SFC Licences of CHAN Hiu Ka 陳曉嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 25 November 2021 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 22 October 2021 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 04 October 2021 | |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 13 September 2017 | 06 September 2021 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 1 | 12 March 2012 | 31 December 2015 |