SFC Licences of LIU Ren 劉韌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPDB International Securities Limited 浦銀國際證券有限公司 | RO | 4 | 19 December 2019 | 22 August 2022 |
| SPDB International Securities Limited 浦銀國際證券有限公司 | RO | 1 | 19 December 2019 | 22 August 2022 |
| Sun Growth Securities Limited 志昇証券有限公司 | RO | 1 | 15 December 2016 | 28 April 2017 |
| Sun Growth Securities Limited 志昇証券有限公司 | RE | 1 | 03 November 2016 | 15 December 2016 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 | RE | 9 | 26 February 2015 | 22 September 2016 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RO | 4 | 20 December 2012 | 22 September 2016 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 20 September 2012 | 22 September 2016 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RO | 1 | 18 July 2012 | 22 September 2016 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 02 May 2012 | 18 July 2012 |