SFC Licences of PHELPS Mark Ivor
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 18 March 2019 | 20 March 2019 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 02 October 2018 | 03 October 2018 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 19 March 2018 | 21 March 2018 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 11 September 2017 | 15 September 2017 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 27 February 2017 | 28 February 2017 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 09 March 2016 | 11 March 2016 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 11 September 2015 | 18 September 2015 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 23 March 2015 | 25 March 2015 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 08 July 2014 | 09 July 2014 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 22 April 2014 | 23 April 2014 |