SFC Licences of LAU Ka Chun 劉嘉俊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Original Asset Management Limited 原創資產管理有限公司
RO 4, 9 26 January 2022 22 June 2022
OX Financial Securities Limited 小牛金服證券有限公司
RO 1 26 January 2022 22 June 2022
OX Financial Securities Limited 小牛金服證券有限公司
RE 1 23 December 2021 26 January 2022
Original Asset Management Limited 原創資產管理有限公司
RE 4, 9 23 December 2021 26 January 2022
KCG Fund Management Limited 寶通基金管理有限公司
KCG Securities Asia Limited 寶通證券亞洲有限公司
RO 4, 9 29 July 2019 14 December 2021
KCG Securities Asia Limited 寶通證券亞洲有限公司
RE 9 11 September 2018 29 July 2019
KCG Fund Management Limited 寶通基金管理有限公司
RE 4, 9 11 September 2018 29 July 2019
KCG Securities Asia Limited 寶通證券亞洲有限公司
RE 4 10 July 2017 29 July 2019
KCG Securities Asia Limited 寶通證券亞洲有限公司
RO 1 17 February 2017 14 December 2021
KCG Securities Asia Limited 寶通證券亞洲有限公司
RE 1 17 June 2015 17 February 2017
Tai Tak Securities (Asia) Limited 大德證券(亞洲)有限公司
RE 1 11 April 2012 08 April 2014