SFC Licences of LAU Ka Chun 劉嘉俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Original Asset Management Limited 原創資產管理有限公司 |
RO | 4, 9 | 26 January 2022 | 22 June 2022 |
| OX Financial Securities Limited 小牛金服證券有限公司 |
RO | 1 | 26 January 2022 | 22 June 2022 |
| OX Financial Securities Limited 小牛金服證券有限公司 |
RE | 1 | 23 December 2021 | 26 January 2022 |
| Original Asset Management Limited 原創資產管理有限公司 |
RE | 4, 9 | 23 December 2021 | 26 January 2022 |
| KCG Fund Management Limited 寶通基金管理有限公司 KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | 4, 9 | 29 July 2019 | 14 December 2021 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RE | 9 | 11 September 2018 | 29 July 2019 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RE | 4, 9 | 11 September 2018 | 29 July 2019 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RE | 4 | 10 July 2017 | 29 July 2019 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | 1 | 17 February 2017 | 14 December 2021 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RE | 1 | 17 June 2015 | 17 February 2017 |
| Tai Tak Securities (Asia) Limited 大德證券(亞洲)有限公司 |
RE | 1 | 11 April 2012 | 08 April 2014 |