SFC Licences of MOCATTA Frederick Edward Elkin 毛家鑫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lloyd George Management (HK) Limited | RE | 9 | 07 July 2015 | 13 October 2017 |
| Orion Investment Management Limited | RO | 6 | 02 July 2014 | 25 February 2015 |
| Orion Investment Management Limited | RO | 4 | 02 July 2014 | 25 February 2015 |
| Orion Investment Management Limited | RO | 1 | 02 July 2014 | 25 February 2015 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 17 April 2012 | 29 June 2012 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 17 April 2012 | 29 June 2012 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 17 April 2012 | 29 June 2012 |