SFC Licences of CHU Lindsay Li-shen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RO | 6 | 18 October 2022 | |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RO | 4 | 18 October 2022 | |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RO | 1 | 18 October 2022 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 01 June 2015 | 06 June 2022 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 June 2015 | 06 June 2022 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 June 2015 | 06 June 2022 |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 20 April 2012 | 01 April 2015 |