SFC Licences of XIONG Hao 熊浩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ZJKF Securities Investment (Hong Kong) Limited 張金證券投資(香港)有限公司 RO 9 20 January 2022 07 April 2022
Open Securities Limited 開盤證券有限公司 RO 4 20 October 2020 12 March 2021
Open Securities Limited 開盤證券有限公司 RO 2 20 October 2020 12 March 2021
Open Securities Limited 開盤證券有限公司 RO 1 20 October 2020 12 March 2021
Open Asset Management Limited 開盤資産管理有限公司 RO 9 20 October 2020 12 March 2021
Open Asset Management Limited 開盤資産管理有限公司 RO 4 20 October 2020 12 March 2021
Open Securities Limited 開盤證券有限公司 RE 4 20 October 2020 20 October 2020
Open Securities Limited 開盤證券有限公司 RE 2 20 October 2020 20 October 2020
Open Securities Limited 開盤證券有限公司 RE 1 20 October 2020 20 October 2020
Open Asset Management Limited 開盤資産管理有限公司 RE 9 20 October 2020 20 October 2020
Open Asset Management Limited 開盤資産管理有限公司 RE 4 20 October 2020 20 October 2020
Yue Xiu Asset Management Limited 越秀資產管理有限公司 RE 9 26 August 2013 30 September 2014
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 4 26 August 2013 30 September 2014
Cinda International Asset Management Limited 信達國際資產管理有限公司 RE 9 15 May 2012 24 July 2013
Cinda International Asset Management Limited 信達國際資產管理有限公司 RE 4 15 May 2012 24 July 2013