SFC Licences of POON Kar Ching 潘嘉程
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 29 August 2022 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 01 December 2021 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 01 December 2021 | |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 01 December 2021 | |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 10 December 2014 | 12 November 2021 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 10 December 2014 | 12 November 2021 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 24 April 2012 | 18 November 2014 |