SFC Licences of POON Kar Ching 潘嘉程

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 4 01 December 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 1 01 December 2021
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 01 December 2021
CCB International Securities Limited 建銀國際證券有限公司 RE 4 10 December 2014 12 November 2021
CCB International Securities Limited 建銀國際證券有限公司 RE 1 10 December 2014 12 November 2021
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 24 April 2012 18 November 2014