SFC Licences of JIN Jia 金甲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 02 January 2019 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 02 January 2019 | |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 15 July 2015 | 28 November 2016 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 15 July 2015 | 28 November 2016 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 15 July 2015 | 28 November 2016 |
Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 4 | 23 May 2014 | 17 June 2015 |
Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 1 | 23 May 2014 | 17 June 2015 |
Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 6 | 27 April 2012 | 17 June 2015 |