SFC licenceholder AZJ383 ANZAI Takehiro

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities) 13 June 2019
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 02 September 2013 13 June 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 02 May 2012 04 July 2013